Norris Financial Group
About
Since 1986, our firm has been providing independent and unbiased advice to clients. We are an Independent Registered Investment Advisor, we specialize in fiduciary advising to individuals and corporate retirment plans. We offer Investment Mangagement, Retirement and Estate Planning, and Independent Insurance Brokerage Services.
All accounts are held and cleared through our custodian Pershing LLC.
Highlights
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Frequently asked questions
What is your typical process for working with a new customer?
We usually start with an Introductory Conversation to determine if our firm is a good fit for the customer.
The following meeting involves Goal Setting and formulating a plan to meet the clients goals.
Additional meetings will be based around implementing components of the plan and monitoring progress against goals and benchmarks.
What education and/or training do you have that relates to your work?
Chartered Retirement Plan Specialist (CRPS)
Accredited Investment Fiduciary (AIF)
Professional Plans Consultant (PPC)
Do you have a standard pricing system for your services? If so, please share the details here.
Highly Competitive Annual Asset Management Fee (varies based on Assets Under Management AUM)
Flat Fee Planning Services (can be included based on AUM)
How did you get started in this business?
Norris Financial Group started in 1986 by my father Terry L Norris. I was raised around the business and had a passion for helping people with complex financial situations.
What types of customers have you worked with?
Individuals and Corporations from all Asset Levels and Financial Complexity.
What advice would you give a customer looking to hire a company in your area of expertise?
In my line of work there are products and services. It is important to always know which one you are buying, and determine the motivation behind the offer. Many products pay large upfront commissions to the broker whcih reduces the desire to provide ongoing service to the client. Services are generally ongoing, and in many times under a fiduciary capacity.
What questions should customers think through before talking to companies about their needs?
How does the prospective company get compensated?
What is their experience in the field?
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